This document provides information about the installation of Licensed Machine or Licensed Internal Code, which is sometimes referred to generically as microcode or firmware.
This package provides firmware for IBM Power System S1022 (9105-22A), IBM Power System S1024 (9105-42A), IBM Power System S1022S (9105-22B), IBM Power System S1014 (9105-41B), IBM Power System L1022 (9786-22H), and IBM Power System L1024 (9786-42H) servers only.
Release notes for ML1020_106 / FW1020.40.
Read the following important information prior to installing this Service Pack.
Service Pack Summary: Deferred Service Pack.
This service pack addresses a HIPER (High Impact/Pervasive) Data issue. Please see the Description file for details.
For systems with Power Linux partitions, support was added for a new Linux secure boot key. The support for the new secure boot key for Linux partitions may cause secure boot for Linux to fail if the Linux OS for SUSE or RHEL distributions does not have a secure boot key update. The affected Linux distributions as follows need the Linux fix level that includes "Key for secure boot signing grub2 builds ppc64le" : 1) SLES 15 SP4 - The GA for this Linux level includes the secure boot fix. 2) RHEL 8.5- This Linux level has no fix. The user must update to RHEL: 8.6 or RHEL 9.0. 3) RHEL 8.6 4) RHEL 9.0. Please note for this firmware level, any Linux OS partition not updated to a secure boot fix level will fail to secure boot.
The HMC must be at a prerequisite level of HMC 1020.02 (September Monthly PTF) or 1021 (HMC 1020 SP1) before installing FW1020.10 or later service packs. This level will fix the HMC so that it will show any deferred defects in the service pack being installed.
Minimum HMC Code Level
This section is intended to describe the "Minimum HMC Code Level" required by the System Firmware to complete the firmware installation process. When installing the System Firmware, the HMC level must be equal to or higher than the "Minimum HMC Code Level" before starting the system firmware update. If the HMC managing the server targeted for the System Firmware update is running a code level lower than the "Minimum HMC Code Level" the firmware update will not proceed.
The Minimum HMC Code levels for this firmware for HMC x86, ppc64 or ppc64le are listed below.
NOTE: The HMC must be at a prerequisite level of HMC 1020.02 (September Monthly PTF) or 1021 (HMC 1020 SP1) before installing FW1020.10 or later service packs. This level will fix the HMC so that it will show any deferred defects in the service pack being installed.
x86 - This term is used to reference the legacy HMC that runs on x86/Intel/AMD hardware for the Virtual HMC that can run on the Intel hypervisors (KVM, XEN, VMWare ESXi).
- The Minimum HMC Code level for this firmware is: HMC V10R1M1020.2 (PTF MF70256)
ppc64 or ppc64le - describes the Linux code that is compiled to run on Power-based servers or LPARS (Logical Partitions)
- The Minimum HMC Code level for this firmware is: HMC V10R1M1020.2 (PTF MF70257)
The Minimum HMC level supports the following HMC models:
HMC models: 7063-CR1 and 7063-CR2
x86 - KVM, XEN, VMWare ESXi (6.0/6.5)
ppc64le - vHMC on PowerVM (POWER8,POWER9, and POWER10 systems)
For information concerning HMC releases and the latest PTFs, go to the following URL to access Fix Central.
For specific fix level information on key components of IBM Power Systems running the AIX, IBM i and Linux operating systems, we suggest using the Fix Level Recommendation Tool (FLRT).
NOTES:
- You must be logged in as hscroot in order for the firmware installation to complete correctly.
- Systems Director Management Console (SDMC) does not support this System Firmware level.
Important Information
Concurrent firmware update of certain SR-IOV adapters needs AIX/VIOS fix
If the adapter firmware level in this service pack is concurrently applied, AIX and VIOS VFs may become failed. Certain levels of AIX and VIOS do not properly handle concurrent SR-IOV updates and can leave the virtual resources in a DEAD state. Please review the following document for further details:
https://www.ibm.com/support/pages/node/6997885.
For systems in a PEP 2.0 pool, concurrently updated to this level, the Power Hypervisor inaccurately returns a value that is interpreted by HMC as 'Throttling is active' when queried. For details and resolution please refer to https://www.ibm.com/support/pages/node/6985221
NovaLink levels earlier than "NovaLink 1.0.0.16 Feb 2020 release" with partitions running certain SR-IOV capable adapters is NOT supported at this firmware release
NovaLink levels earlier than "NovaLink 1.0.0.16 Feb 2020 release" do not support IO adapter FCs EC2R/EC2S, EC2T/EC2U, EC66/EC67 with FW1010 and later.
Concurrent Firmware Updates
Concurrent system firmware update is supported on HMC Managed Systems only.
Ensure that there are no RMC connections issues for any system partitions prior to applying the firmware update. If there is a RMC connection failure to a partition during the firmware update, the RMC connection will need to be restored and additional recovery actions for that partition will be required to complete partition firmware updates.
Memory Considerations for Firmware Upgrades
Firmware Release Level upgrades and Service Pack updates may consume additional system memory.
Server firmware requires memory to support the logical partitions on the server. The amount of memory required by the server firmware varies according to several factors.
Factors influencing server firmware memory requirements include the following:
- Number of logical partitions
- Partition environments of the logical partitions
- Number of physical and virtual I/O devices used by the logical partitions
- Maximum memory values given to the logical partitions
Generally, you can estimate the amount of memory required by server firmware to be approximately 8% of the system installed memory. The actual amount required will generally be less than 8%. However, there are some server models that require an absolute minimum amount of memory for server firmware, regardless of the previously mentioned considerations.
Additional information can be found at: https://www.ibm.com/docs/en/power10/9105-42A?topic=resources-memory
SBE Updates
Power10 servers contain SBEs (Self Boot Engines) and are used to boot the system. SBE is internal to each of the Power10 chips and used to "self boot" the chip. The SBE image is persistent and is only reloaded if there is a system firmware update that contains a SBE change. If there is a SBE change and system firmware update is concurrent, then the SBE update is delayed to the next IPL of the CEC which will cause an additional 3-5 minutes per processor chip in the system to be added on to the IPL. If there is a SBE change and the system firmware update is disruptive, then SBE update will cause an additional 3-5 minutes per processor chip in the system to be added on to the IPL. During the SBE update process, the HMC or op-panel will display service processor code C1C3C213 for each of the SBEs being updated. This is a normal progress code and system boot should be not be terminated by the user. Additional time estimate can be between 12-20 minutes per drawer or up to 48-80 minutes for maximum configuration.
The SBE image is updated with this service pack.
Firmware Information
Use the following examples as a reference to determine whether your installation will be concurrent or disruptive.
For systems that are not managed by an HMC, the installation of system firmware is always disruptive.
Note: The concurrent levels of system firmware may, on occasion, contain fixes that are known as Deferred and/or Partition-Deferred. Deferred fixes can be installed concurrently, but will not be activated until the next IPL. Partition-Deferred fixes can be installed concurrently, but will not be activated until a partition reactivate is performed. Deferred and/or Partition-Deferred fixes, if any, will be identified in the "Firmware Update Descriptions" table of this document. For these types of fixes (Deferred and/or Partition-Deferred) within a service pack, only the fixes in the service pack which cannot be concurrently activated are deferred.
Note: The file names and service pack levels used in the following examples are for clarification only, and are not necessarily levels that have been, or will be released.
System firmware file naming convention:
01MLxxxx_yyy_zzz
- xxx is the release level
- yyy is the service pack level
- zzz is the last disruptive service pack level
NOTE: Values of service pack and last disruptive service pack level (yyy and zzz) are only unique within a release level (xxx). For example, 01ML1010_040_040 and 01ML1020_040_040 are different service packs.
An installation is disruptive if:
- The release levels (xxx) are different.
Example: Currently installed release is 01ML1010_040_040, new release is 01ML1020_050_050.
- The service pack level (yyy) and the last disruptive service pack level (zzz) are the same.
Example: ML1020_040_040 is disruptive, no matter what level of ML1020 is currently installed on the system.
- The service pack level (yyy) currently installed on the system is lower than the last disruptive service pack level (zzz) of the service pack to be installed.
Example: Currently installed service pack is ML1010_040_040 and new service pack is ML1020_050_045.
An installation is concurrent if:
The release level (xxx) is the same, and
The service pack level (yyy) currently installed on the system is the same or higher than the last disruptive service pack level (zzz) of the service pack to be installed.
Example: Currently installed service pack is ML1010_040_040, new service pack is ML1010_041_040.
Firmware Information and Description
| Filename |
01ML1020_106_079.img |
| Size |
276211344 |
| Checksum |
00352 |
| md5sum |
de3ccb1b648cc80eefed4f1a2ede9df0 |
| Filename |
01ML1020_106_079.tar |
| Size |
130570240 |
| Checksum |
14745 |
| md5sum |
610b69540fef1a55e28e6204b6d17d4d |
Note: The Checksum can be found by running the AIX sum command against the rpm file (only the first 5 digits are listed).
ie: sum 01ML1020_106_079.img
ML1020
For Impact, Severity and other Firmware definitions, Please refer to the below 'Glossary of firmware terms' url:
https://www.ibm.com/support/pages/node/6555136
|
| ML1020_106_079 / FW1020.40 |
Impact: Data Severity: HIPER
System Firmware changes that affect all systems
- HIPER/Pervasive: AIX logical partitions that own virtual I/O devices or b virtual functions may have data incorrectly written to platform memory or an I/O device, resulting in undetected data loss when Dynamic Platform Optimizer (DPO), predictive memory deconfiguration occurs, or memory mirroring defragmentation is performed. To mitigate the risk of this issue, please install the latest FW1020 service pack (FW1020.40 or later).
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HIPER/Pervasive: A security problem was fixed for systems running vTPM 2.0 for vulnerabilities CVE-2023-1017 and CVE-2023-1018. These vulnerabilities can allow a denial of service attack or arbitrary code execution on the vTPM 2.0 device.
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DEFERRED: A change was made to the processor/memory interface settings which improve its long-term resiliency and avoid system maintenance due to degradation of the interface. The settings are applied during the IPL of the system. If the firmware is applied concurrently, then the settings will take effect during the next system reboot. Aside from improving resiliency, the new settings have no effect on the operation of the system. This change updates the Self-Boot Engine (SBE).
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A problem was fixed for a possible unexpected SRC BD70E510 with a core checkstop for an OCMB/DIMM failure with no DIMM callout. This is a low-frequency failure that only occurs when memory mirroring is disabled and an OCMB gets a PMIC fail. IBM support would be needed to determine if an OCMB was at fault for the checkstop. If an 'EQ_CORE_FIR(8)[14] MCHK received while ME=0 - non-recoverable' checkstop is seen that does not analyze to a root cause, MC_DSTL_FIR bits 0, 1, 4, and 5 could be checked in the log to determine if an OCMB was at fault.
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A security problem was fixed for the Virtualization Management Interface (VMI) for vulnerability CVE-2022-4304 that could allow a remote attacker to recover a ciphertext across a network in a Bleichenbacher-style attack.
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A problem was fixed for partitions using SLES 15 SP4 and SP5 not being able to boot if Secure Boot is Enabled and Enforced for the Linux Operating System, with SRC BA540010 reported. If the OS Secure Boot setting is Enabled and Log Only, the partition will boot, but the error log BA540020 will be generated at every boot. With the fix, a new SLES Secure Boot key certificate has been added to the Partition Firmware code.
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A change was made for certain SR-IOV adapters to move up to the latest level of adapter firmware. This update contains important reliability improvements and security hardening enhancements. This change updates the adapter firmware to XX.34.1002 for the following Feature Codes and CCIN: #EC66/EC67 with CCIN 2CF3. If this adapter firmware level is concurrently applied, AIX and VIOS VFs may become failed. Certain levels of AIX and VIOS do not properly handle concurrent SR-IOV updates and can leave the virtual resources in a DEAD state. Please review the following document for further details: https://www.ibm.com/support/pages/node/6997885.
A re-IPL of the system instead of concurrently updating the SR-IOV adapter firmware would also work to prevent a VF failure.
Update instructions: https://www.ibm.com/docs/en/power10?topic=adapters-updating-sr-iov-adapter-firmware
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A problem was fixed for a timeout occurring for an SR-IOV adapter firmware LID load during an IPL, with SRC B400FF04 logged. This problem can occur if a system has a large number of SR-IOV adapters to initialize. The system recovers automatically when the boot completes for the SR-IOV adapter.
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A problem was fixed for an SR-IOV virtual function (VF) failing to configure for a Linux partition. This problem can occur if an SR-IOV adapter that had been in use on prior activation of the partition was removed and then replaced with an SR-IOV adapter VF with a different capacity. As a workaround, the partition with the failure can be rebooted.
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A problem was fixed for unexpected vNIC failovers that can occur if all vNIC backing devices are in LinkDown status. This problem is very rare that only occurs if both vNIC server backing devices are in LinkDown, causing vNIC failovers that bounce back and forth in a loop until one of the vNIC backing devices comes to Operational status.
-
A problem was fixed for Power Systems Private Cloud with Shared Utility Capacity (formerly known as Power Enterprise Pools 2.0 (PEP 2.0)) for a "Throttled" indicator that is missing on the HMC. PEP 2.0 throttling occurs if PEP 2.0 expiration has occurred. This is a rare event as most customers have automatic PEP 2.0 renewal and those that do not are notified prior to expiration that their PEP 2.0 is about to expire. Also, the throttling causes a performance degradation that should be noticeable.
-
A problem was fixed for missing countdown expiration messages after a renewal of PEP 2.0.
Power Enterprise Pools 2.0 (PEP 2.0), also known as Power Systems Private Cloud with Shared Utility Capacity, normally has automatic renewal, but if this does not occur for some reason, expiration of PEP 2.0 should be warned by countdown messages before expiration and by daily messages after expiration. As a workaround, the CMC appliance can be examined to see the current status of the PEP 2.0 subscription.
-
A problem was fixed for a performance issue after PEP 2.0 throttling or usage of the optmem HMC command. This issue can be triggered by the following scenario for Power Enterprise Pools 2.0 (PEP 2.0), also known as Power Systems Private Cloud with Shared Utility Capacity:
-
Due to a PEP 2.0 budget being reached or an issue with licensing for the pool, the CPU resources may be restricted (throttled).
-
At the start of the next month, after a change in the budget limit or after correction of the licensing issue, the CPU resources will be returned to the server (un-throttled).
-
At this point in time, the performance of the PEP 2.0 pool may not return to the level of performance before throttling.
As a workaround, partitions and VIOS can be restarted to restore the performance to the expected levels. Although this fix applies concurrently, a restart of partitions or VIOS would need to be done to correct the system performance if it has been affected.
-
A problem was fixed for an erroneous notification from the HMC that a PEP 2.0 workload is being throttled.
Any system with Power Enterprise Pools 2.0 (PEP 2.0) enabled, also known as Power Systems Private Cloud with Shared Utility Capacity, may get a false throttle notification if the FW1020.30 firmware level had been activated concurrently. As a workaround, customers can call IBM service to get a renewal key which will clear the throttle indicator.
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A problem was fixed for a system with Power Enterprise Pools 2.0 (PEP 2.0) enabled, also known as Power Systems Private Cloud with Shared Utility Capacity, for an incorrect CoD history log entry on the HMC showing “0” authorized days for a PEP 2.0 activation history log entry. This can happen after applying a start/renewal PEP 2.0 activation code with designated proc support. However, a pop-up notification after applying the activation will show the correct number of authorized days. The "authorized days" is the number of authorized metered days for that activation. The error is only in what is logged in the history entry with no further impacts to the system as the firmware correctly applies the activation code for the correct number of authorized days provided in the activation code.
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A problem was fixed for a possible incomplete state for the HMC-managed system with SRCs B17BE434 and B182953C logged, with the PowerVM hypervisor hung. This error can occur if a system has a dedicated processor partition configured to not allow processor sharing while active.
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A problem was fixed for the HMC Repair and Verify (R&V) procedure failing during concurrent maintenance of the #EMX0 Cable Card. This problem can occur if a partition is IPLed after a hardware failure before attempting the R&V operation. As a workaround, the R&V can be performed with the affected partition powered off or the system powered off.
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A problem was fixed for a NovaLink installation failure. This problem could occur after deleting a partition with a vTPM or deleting a vTPM. As a workaround, after deleting a partition with a vTPM or deleting a vTPM, re-IPL the system. This will remove the stale PowerVM hypervisor AMC adapter causing the problem.
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A problem was fixed for incorrect SRC callouts being logged for link train failures on Cable Card to Drawer PCIe link. SRC B7006A32 is being logged for link train failure, where actually SRC B7006AA9 should be logged. And SRC B7006A32 is calling out cable card/PHB/planar when it should be B7006AA9 calling out the cable card/cables/drawer module. Every link train failure on Cable Card to Drawer PCIe link can cause this issue.
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A problem was fixed for resource assignment for memory not being optimal when less than two processors are available. As a workaround, the HMC command "optmem" can be run to optimally assign resources. Although this fix applies concurrently, a re-IPL of the system would need to be done to correct the resource placement, or the HMC command "optmem" can be run.
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A problem was fixed for a concurrent firmware update failure with the HMC message "HSCF0230E An error occurred applying the new level of firmware" issued. This is an infrequent error that can occur if the last active partition is powered off during a code update. As a workaround, avoid powering off partitions during a code update.
-
A problem was fixed for an IBM i partition dump failing with an SRC B2008105. This may happen on IBM i partitions running v7r4 or newer and running with more than 64 virtual processors. It requires at least one DLPAR remove of a virtual processor followed by a partition dump sometime afterward. The problem can be avoided if DLPAR remove of virtual processors is not performed for the IBM i partition.
If the problem is encountered, either the fix can be installed and the dump retried, or if the fix is not installed, the partition dump can be retried repeatedly until it succeeds.
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A problem was fixed for the Virtualization Management Interface (VMI) for the HMC being unable to ping VMI and going to the "No Connection" state. This is a rare problem that can occur in the network router between the HMC and VMI is reporting that it supports an MTU lower than 1500. In this case, the VMI firewall will improperly filter out the ping (ICMP) response due to destination unreachable and fragmentation not allowed. A workaround to this problem is to have the router between the HMC and VMI send packets with an MTU of 1500.
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A problem was fixed for an I/O drawer that is powered off during concurrent maintenance not showing the correct state of LED indicators on the HMC or eBMC ASMI displays. These indicators are not accessible but they will show as present. As a workaround, the I/O drawer can be powered back on and the LEDs will again show the correct state.
-
A problem was fixed for SRC B7006A99 being logged as a Predictive error calling out cable hardware when no cable replacement is needed. This SRC does not have an impact on PCIe function and will be logged as Informational to prevent unnecessary service actions for the non-functional error.
-
A problem was fixed for incomplete descriptions for the display of devices attached to the FC adapter in SMS menus. The FC LUNs are displayed using this path in SMS menus: "SMS->I/O Device Information -> SAN-> FCP-> <FC adapter>". This problem occurs if there are LUNs in the SAN that are not OPEN-able, which prevents the detailed descriptions from being shown for that device.
-
A problem was fixed for a PCIe card getting hot when the system fans were not running at a high enough speed. This problem can occur when the system has a PCIe4 32Gb 4-port Optical Fibre Channel Adapter with Feature Codes #EN2L/#EN2M and CCIN 2CFC installed.
-
A problem was fixed for a flood 110015F0 power supply SRCs logged with no evidence of a power issue. These false errors are infrequent and random.
-
A problem was fixed for VPD Keyword (KW) values having hexadecimal values of 0 not being displayed by the vpd-tool.
-
A problem was fixed for the System Attention Indicator (SAI) on the HMC GUI possibly having incorrect information about an eBMC FRU. This can happen if a fault occurs in an eBMC FRU and the eBMC fails to send the signal to the HMC to turn the SAI on. Or if a faulty FRU has been replaced and the eBMC fails to send the signal to HMC, the SAI indication on the HMC GUI will not get turned off. As a workaround, the state of the SAI LED is correctly shown in the eBMC ASMI “Hardware status -> Inventory and LEDs-> System Indicators” page section.
-
A problem was fixed for an internal Redfish error that will occur on the eBMC if an attempt is made to add an existing static IP address. With the fix, the Redfish will return successfully if a request to made to add a static IP that already exists.
-
A problem was fixed for identify LEDs not being lit for I/O drawer cable cards when activated from the HMC or eBMC ASMI.
-
A problem was fixed for the eBMC ASMI for incorrectly showing the system fan information under I/O Expansion Chassis. These should only be shown under the System Chassis.
-
A problem was fixed for an eBMC quiesce that can occur if an error in early eBMC boot occurs prior to error logging being started. With the fix applied, the early eBMC errors will be logged and the eBMC boot continued instead of an eBMC quiesce condition occurring.
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How to Determine The Currently Installed Firmware Level
You can view the server's current firmware level on the Advanced System Management Interface (ASMI) Overview page under the System Information section in the Firmware Information panel. Example: (ML1020_079)
Downloading the Firmware Package
Follow the instructions on Fix Central. You must read and agree to the license agreement to obtain the firmware packages.
Note: If your HMC is not internet-connected you will need to download the new firmware level to a USB flash memory device or ftp server.
Installing the Firmware
The method used to install new firmware will depend on the release level of firmware which is currently installed on your server. The release level can be determined by the prefix of the new firmware's filename.
Example: MHxxx_yyy_zzz
Where xxx = release level
- If the release level will stay the same (Example: Level ML1020_040_040 is currently installed and you are attempting to install level ML1020_041_040) this is considered an update.
- If the release level will change (Example: Level ML1020_040_040 is currently installed and you are attempting to install level ML1030_050_050) this is considered an upgrade.
Instructions for installing firmware updates and upgrades can be found at https://www.ibm.com/docs/en/power10/9105-42A?topic=9105-42A/p10eh6/p10eh6_updates_sys.htm
IBM i Systems:
For information concerning IBM i Systems, go to the following URL to access Fix Central:
https://www.ibm.com/support/fixcentral/
Choose "Select product", under Product Group specify "System i", under Product specify "IBM i", then Continue and specify the desired firmware PTF accordingly.
HMC and NovaLink Co-Managed Systems (Disruptive firmware updates only):
A co-managed system is managed by HMC and NovaLink, with one of the interfaces in the co-management master mode.
Instructions for installing firmware updates and upgrades on systems co-managed by an HMC and Novalink is the same as above for a HMC managed systems since the firmware update must be done by the HMC in the co-management master mode. Before the firmware update is attempted, one must be sure that HMC is set in the master mode using the steps at the following IBM KnowledgeCenter link for NovaLink co-managed systems:
https://www.ibm.com/docs/en/power10/9105-42A?topic=environment-powervm-novalink
Then the firmware updates can proceed with the same steps as for the HMC managed systems except the system must be powered off because only a disruptive update is allowed. If a concurrent update is attempted, the following error will occur: " HSCF0180E Operation failed for <system name> (<system mtms>). The operation failed. E302F861 is the error code:"
https://www.ibm.com/docs/en/power10/9105-42A?topic=9105-42A/p10eh6/p10eh6_updates_sys.htm
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