What it can do for your business

IBM Surveillance Insight for Financial Services helps you meet regulatory obligations using a cognitive and holistic solution. The solution improves current surveillance processes by bringing the power of cognitive analysis to the financial services industry.

Our solution proactively monitors employees by using a variety of available data - emails, chat transcripts, voice recordings, customer complaints, and trade data. The solution offers real-time surveillance capabilities, and provides many pre-built models that can be leveraged in a variety of areas, such as conduct risk, market abuse, client suitability, and complaints.

Holistic view of risks

Deliver a complete view of risks across the organization by detecting sophisticated misconduct, often missed by traditional surveillance solutions.

Fast and effective threat detection

Instantly drill-down into the evidence and reasoning behind an alert to make a quick and accurate decision.

Reduced cost of employee non-compliance

“Know your employee” by proactively monitoring employees and linking various information with their profiles for a more complete view of who they are.

Decreased false positives and negatives

Prioritize alerts based on risk and tackle the most concerning first by capitalizing on sophisticated, pre-built models for more efficient and effective surveillance.

Key features

  • Behavior based trader profiles
  • Continuously updated risk models
  • Risk based prioritized alerts
  • Analyses of voice communications

Security and privacy in the cloud

  • IBM enables companies to scale and adapt quickly to changing business needs without compromising security, privacy or risk levels when using IBM cloud offerings.

    Learn more about IBM Cloud security