Transform surveillance

Our surveillance solution brings a holistic and cognitive approach to monitoring all employee-related activities with increased efficiency and accuracy and improved regulatory compliance capabilities. It goes beyond traditional rules-based alert detection to proactively monitor employees in real-time including emails, chat transcripts, voice recordings, trade and market data. You can leverage pre-built models and identity new predictive patterns for applications across conduct risk, market abuse and client suitability. Contact a sales rep to get started with transforming your surveillance program.

Holistic view of conduct risks

Detect sophisticated misconduct across market abuse scenarios and asset classes by analyzing trade, electronic communications and voice data collectively.

Fast and effective investigations

Instantly drill-down into the evidence and reasoning behind an alert to make a quick and accurate decisions in context, reducing data gathering and investigation time.

Reduced cost of employee non-compliance

Know your employees better and proactively monitor them for non-compliance by aggregating and analyzing behavioral data for insider trading, sales practice violations and market manipulation.

Minimize noise

Reduce false positives and prioritize alerts using sophisticated, pre-built models to better understand sentiment and higher risk employees.

Security and privacy in the cloud

  • IBM enables companies to scale and adapt quickly to changing business needs without compromising security, privacy or risk levels when using IBM cloud offerings.

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Which option is right for you?

  • Trade surveillance

    Achieve more accurate trade surveillance spanning across asset classes, markets and market abuse scenarios at lower costs.

  • E-comms surveillance

    Effectively capture, aggregate, retain and analyse e-comms data across email, chat and social to achieve holistic surveillance.

  • Voice Surveillance

    Unlock voice data from sources such as trade floor communications to accelerate identification of suspicious intent.

  • Complaints Analytics

    Uncover sales practice related systemic risks by collecting and analyzing complaints data.

See how it works

Buy now and get started