 | Level: Intermediate Ian Shields, Senior Programmer,
IBM
20 Feb 2007 Are you confused by the plethora of testing and comparison options
in the Bash shell? This tip helps you demystify the various types of file, arithmetic, and
string tests so you will always know when to use test,
[ ], [[ ]],
(( )), or if-then-else
constructs.
The Bash shell is available on many Linux® and UNIX® systems today, and is a
common default shell on Linux. Bash includes powerful programming capabilities,
including extensive functions for testing file types and attributes, as well as the
arithmetic and string comparisons available in most programming languages.
Understanding the various tests and knowing that the shell can also interpret some
operators as shell metacharacters is an important step to becoming a power shell
user. This article, excerpted from the developerWorks tutorial
LPI
exam 102 prep: Shells, scripting, programming, and compiling, shows you how to understand and
use the test and comparison operations
of the Bash shell.
This tip explains the shell test and comparison functions and shows you how to
add programming capability to the shell. You may
have already seen simple shell logic using the && and ||
operators, which allow you to execute a command based on whether the previous
command exits normally or with an error.
In this tip, you will see how to extend these basic techniques to more complex shell
programming.
Tests
In any programming language, after you learn
how to assign values to variables and pass parameters, you need to test those values and
parameters. In shells, the tests set the return status, which is the same
thing that other commands do. In fact, test is a
builtin command!
test and [
The test builtin command returns 0 (True) or 1
(False),
depending on the evaluation of an expression, expr. You can also use square
brackets: test
expr
and [
expr ] are equivalent.
You can examine the return value by displaying $?;
you can use the return value with && and ||; or you can test it
using the various conditional constructs that are covered later in this tip.
Listing 1. Some simple tests
[ian@pinguino ~]$ test 3 -gt 4 && echo True || echo false
false
[ian@pinguino ~]$ [ "abc" != "def" ];echo $?
0
[ian@pinguino ~]$ test -d "$HOME" ;echo $?
0
|
In the first example in Listing 1, the -gt operator
performs an arithmetic comparison between two literal values. In the
second example, the alternate [ ] form
compares two strings for inequality. In the final example, the value of the HOME
variable is tested to see if it is a directory using the
-d unary operator.
You can compare arithmetic values using one of -eq,
-ne, -lt, -le,
-gt, or -ge,
meaning equal, not equal, less than, less than or equal, greater than, and greater
than or equal, respectively.
You can compare strings for equality, inequality, or whether the first string
sorts before or after the second one using the operators =,
!=, <, and
>, respectively. The unary operator -z tests for
a null string, while -n or no operator at all returns
True if a string is not empty.
Note: the < and
> operators are also used by the shell for
redirection, so you must escape them using \<
or \>. Listing 2 shows
more examples of string tests. Check that they are as you expect.
Listing 2. Some string tests
[ian@pinguino ~]$ test "abc" = "def" ;echo $?
1
[ian@pinguino ~]$ [ "abc" != "def" ];echo $?
0
[ian@pinguino ~]$ [ "abc" \< "def" ];echo $?
0
[ian@pinguino ~]$ [ "abc" \> "def" ];echo $?
1
[ian@pinguino ~]$ [ "abc" \<"abc" ];echo $?
1
[ian@pinguino ~]$ [ "abc" \> "abc" ];echo $?
1
|
Some of the more common file tests are shown in Table 1. The result is True if
the file tested is a file that exists and that has the specified characteristic.
Table 1. Some common file tests
| Operator | Characteristic |
|---|
| -d | Directory | | -e | Exists (also -a) | | -f | Regular file | | -h | Symbolic link (also -L) | | -p | Named pipe | | -r | Readable by you | | -s | Not empty | | -S | Socket | | -w | Writable by you | | -N | Has been modified since last being read |
In addition to the unary tests above, you can compare two files with the binary
operators shown in Table 2.
Table 2. Testing pairs of files
| Operator | True if |
|---|
| -nt | Test if file1 is newer than file 2. The modification date is used for this
and the next comparison. | | -ot | Test if file1 is older than file 2. | | -ef | Test if file1 is a hard link to file2. |
Several other tests allow you to check things such as the permissions of the
file. See the man pages for bash for more details or use
help test to see brief information on the test
builtin. You can use the help command for other
builtins too.
The -o operator allows you to test various shell
options that may be set using
set -o
option
, returning True (0)
if the option is set and False (1) otherwise, as shown in Listing 3.
Listing 3. Testing shell options
[ian@pinguino ~]$ set +o nounset
[ian@pinguino ~]$ [ -o nounset ];echo $?
1
[ian@pinguino ~]$ set -u
[ian@pinguino ~]$ test -o nounset; echo $?
0
|
Finally, the -a and -o
options allow you to combine expressions with logical AND and OR, respectively,
while the unary ! operator inverts the sense of the
test. You may use parentheses to group expressions and override the default
precedence. Remember that the shell will normally run an expression between
parentheses in a subshell, so you will need to escape the parentheses using \( and
\) or enclosing these operators in single or double quotes. Listing 4 illustrates
the application of de Morgan's laws to an expression.
Listing 4. Combining and grouping tests
[ian@pinguino ~]$ test "a" != "$HOME" -a 3 -ge 4 ; echo $?
1
[ian@pinguino ~]$ [ ! \( "a" = "$HOME" -o 3 -lt 4 \) ]; echo $?
1
[ian@pinguino ~]$ [ ! \( "a" = "$HOME" -o '(' 3 -lt 4 ')' ")" ]; echo $?
1
|
(( and [[
The test command is very powerful, but somewhat
unwieldy given its requirement for escaping and given the difference between string and
arithmetic comparisons. Fortunately, bash has two other ways of testing that are
somewhat more natural for people who are familiar with C, C++, or Java®
syntax.
The (( ))
compound command evaluates an arithmetic expression and sets the exit
status to 1 if the expression evaluates to 0, or to 0 if the expression evaluates
to a non-zero value. You do not need to escape operators between
(( and )). Arithmetic is
done on integers. Division by 0 causes an error, but overflow does not. You may
perform the usual C language arithmetic, logical, and bitwise operations. The
let command can also execute one or more arithmetic
expressions. It is usually used to assign values to arithmetic variables.
Listing 5. Assigning and testing arithmetic expressions
[ian@pinguino ~]$ let x=2 y=2**3 z=y*3;echo $? $x $y $z
0 2 8 24
[ian@pinguino ~]$ (( w=(y/x) + ( (~ ++x) & 0x0f ) )); echo $? $x $y $w
0 3 8 16
[ian@pinguino ~]$ (( w=(y/x) + ( (~ ++x) & 0x0f ) )); echo $? $x $y $w
0 4 8 13
|
As with (( )), the
[[ ]] compound command allows you to use more
natural syntax for filename and string tests. You can combine tests that are
allowed for the test command using parentheses and
logical operators.
Listing 6. Using the [[ compound
[ian@pinguino ~]$ [[ ( -d "$HOME" ) && ( -w "$HOME" ) ]] &&
> echo "home is a writable directory"
home is a writable directory
|
The [[ compound can also do pattern matching on
strings when the = or !=
operators are used. The match behaves as for wildcard globbing as illustrated in
Listing 7.
Listing 7. Wildcard tests with [[
[ian@pinguino ~]$ [[ "abc def .d,x--" == a[abc]*\ ?d* ]]; echo $?
0
[ian@pinguino ~]$ [[ "abc def c" == a[abc]*\ ?d* ]]; echo $?
1
[ian@pinguino ~]$ [[ "abc def d,x" == a[abc]*\ ?d* ]]; echo $?
1
|
You can even do arithmetic tests within [[ compounds,
but be careful. Unless within a (( compound, the
< and >
operators will compare the operands as strings and test their order in the current
collating sequence. Listing 8 illustrates this with some examples.
Listing 8. Including arithmetic tests with [[
[ian@pinguino ~]$ [[ "abc def d,x" == a[abc]*\ ?d* || (( 3 > 2 )) ]]; echo $?
0
[ian@pinguino ~]$ [[ "abc def d,x" == a[abc]*\ ?d* || 3 -gt 2 ]]; echo $?
0
[ian@pinguino ~]$ [[ "abc def d,x" == a[abc]*\ ?d* || 3 > 2 ]]; echo $?
0
[ian@pinguino ~]$ [[ "abc def d,x" == a[abc]*\ ?d* || a > 2 ]]; echo $?
0
[ian@pinguino ~]$ [[ "abc def d,x" == a[abc]*\ ?d* || a -gt 2 ]]; echo $?
-bash: a: unbound variable
|
Conditionals
While you could accomplish a huge amount of programming with the above tests and
the && and
|| control operators, bash includes the more familiar
"if, then, else" and case constructs. After you learn about these, you will learn
about looping constructs and your toolbox will really expand.
If, then, else statements
The bash if command is a compound command that tests
the return value of a test or command ($?) and branches
based on whether it is True (0) or False (not 0). Although the tests above
returned only 0 or 1 values, commands may return other values. Learn more about
these in the
LPI
exam 102 prep: Shells, scripting, programming, and compiling
tutorial.
The if command in bash has a
then clause containing a list of commands to be
executed if the test or command returns 0, one or more optional
elif clauses, each with an additional test and
then clause with an associated list of commands, an
optional final else clause and list of commands to be
executed if neither the original test, nor any of the tests used in the
elif clauses was true, and a terminal
fi to mark the end of the construct.
Using what you have learned so far, you could now build a simple calculator to
evaluate arithmetic expressions as shown in Listing 9.
Listing 9. Evaluating expressions with if, then, else
[ian@pinguino ~]$ function mycalc ()
> {
> local x
> if [ $# -lt 1 ]; then
> echo "This function evaluates arithmetic for you if you give it some"
> elif (( $* )); then
> let x="$*"
> echo "$* = $x"
> else
> echo "$* = 0 or is not an arithmetic expression"
> fi
> }
[ian@pinguino ~]$ mycalc 3 + 4
3 + 4 = 7
[ian@pinguino ~]$ mycalc 3 + 4**3
3 + 4**3 = 67
[ian@pinguino ~]$ mycalc 3 + (4**3 /2)
-bash: syntax error near unexpected token `('
[ian@pinguino ~]$ mycalc 3 + "(4**3 /2)"
3 + (4**3 /2) = 35
[ian@pinguino ~]$ mycalc xyz
xyz = 0 or is not an arithmetic expression
[ian@pinguino ~]$ mycalc xyz + 3 + "(4**3 /2)" + abc
xyz + 3 + (4**3 /2) + abc = 35
|
The calculator makes use of the local statement to
declare x as a local variable that is available only within the scope of the
mycalc function. The let
function has several possible options, as does the
declare function to which it is closely related. Check
the man pages for bash, or use help let for more
information.
As you saw in Listing 9, you need to make sure that your expressions
are properly escaped if they use shell metacharacters such as (, ), *, >,
and <. Nevertheless, you have quite a handy little calculator for
evaluating arithmetic as the shell does it.
You may have noticed the else clause and the last two
examples in Listing 9. As you can see, it is not an error to pass xyz to
mycalc, but it evaluates to 0. This function is not smart enough to identify the
character values in the final example of use and thus be able to warn the user.
You could use a string pattern matching test such as
[[ ! ("$*" ==
*[a-zA-Z]* ]]
(or the appropriate form for your locale) to eliminate any
expression containing alphabetic characters, but that would prevent using
hexadecimal notation in your input, since you might use 0x0f to represent 15 using
hexadecimal notation. In fact, the shell allows bases up to 64 (using
base#value
notation), so you could
legitimately use any alphabetic character, plus _ and @ in your input. Octal and
hexadecimal use the usual notation of a leading 0 for octal and leading 0x or 0X
for hexadecimal. Listing 10 shows some examples.
Listing 10. Calculating with different bases
[ian@pinguino ~]$ mycalc 015
015 = 13
[ian@pinguino ~]$ mycalc 0xff
0xff = 255
[ian@pinguino ~]$ mycalc 29#37
29#37 = 94
[ian@pinguino ~]$ mycalc 64#1az
64#1az = 4771
[ian@pinguino ~]$ mycalc 64#1azA
64#1azA = 305380
[ian@pinguino ~]$ mycalc 64#1azA_@
64#1azA_@ = 1250840574
[ian@pinguino ~]$ mycalc 64#1az*64**3 + 64#A_@
64#1az*64**3 + 64#A_@ = 1250840574
|
Additional laundering of the input is beyond the scope of this tip, so use your
calculator with care.
The elif statement is very convenient. It
helps you in writing scripts by allowing you to simplify the indenting. You may be
surprised to see the output of the type command for the
mycalc function as shown in Listing 11.
Listing 11. Type mycalc
[ian@pinguino ~]$ type mycalc
mycalc is a function
mycalc ()
{
local x;
if [ $# -lt 1 ]; then
echo "This function evaluates arithmetic for you if you give it some";
else
if (( $* )); then
let x="$*";
echo "$* = $x";
else
echo "$* = 0 or is not an arithmetic expression";
fi;
fi
}
|
Of course, you could just do shell arithmetic by using
$((
expression
)) with the
echo command as shown in Listing 12. You wouldn't have
learned anything about functions or tests that way, but do note that the shell
does not interpret metacharacters, such as *, in their normal role when inside
((
expression
)) or
[[
expression
]].
Listing 12. Direct calculation in the shell with echo and
$(( ))
[ian@pinguino ~]$ echo $((3 + (4**3 /2)))
35
|
Learn more
If you'd like to know more about Bash scripting in Linux, read the tutorial
"LPI
exam 102 prep: Shells, scripting, programming, and compiling,"
from which this article was excerpted, or see the other
Resources below. Don't forget to
rate this page.
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About the author  | 
|  | Ian Shields works on a multitude of Linux projects for the developerWorks Linux zone. He is a Senior Programmer at IBM at the Research Triangle Park, NC. He joined IBM in Canberra, Australia, as a Systems Engineer in 1973, and has since worked on communications systems and pervasive computing in Montreal, Canada, and RTP, NC. He has several patents. His undergraduate degree is in pure mathematics and philosophy from the Australian National University. He has an M.S. and Ph.D. in computer science from North Carolina State University. |
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